Safeguards Alignment & Disclosure Index

A glass-box index of how completely an asset's E&S safeguards are documented and aligned to the DFI frameworks (IFC PS, AfDB ISS, TNFD, WB ESF). Every point is Sourced or shown Absent. Method: §13.

What this is — and isn't.

Is: a reproducible tally of documented safeguard instruments + framework alignment, every point traceable to a Sourced source.  Is not: (1) an ESG performance / ethics rating — no black-box judgment; absence is shown, not graded as failure. (2) Technical due diligence — we verify & normalise the issuer's technical disclosure to a clean baseline that feeds a DD team's work, we don't perform technical DD or issue the CPR (that's SRK/DMT's domain). (3) Chain-of-custody supply-chain tracing — we surface upstream jurisdiction & counterparty risk (/screening/ + downstream-risk), not physical provenance.

Worked index — Kabanga (Lifezone)

PILOT — 1 of 7 worked-set assets scored
5 / 8  domains carry documentation  ·  2 partial · 1 absent

Read this correctly: an unweighted count of domains that carry a documented instrument — domains are not materiality-weighted (a water permit and a climate disclosure count the same, deliberately). "Documented" means a Sourced instrument exists, typically from the operator's or its consultants' own disclosure — not Afrimintel's independent verification that the safeguard is adequate. It is a disclosure-completeness checklist, not a performance score. The count is its breakdown below; reproduce it from the instruments. As-of 23 Jun 2026; re-check on cadence.

DomainStateSourced instrument
1. Impact assessment (ESIA/EIA)DocumentedEIA certificate EC/EIS/824 (Jun 2021)
2. Resettlement (RAP)DocumentedResettlement EIA EC/EIA/2023/6288 (Sep 2024); RAP implementation residual
3. Biodiversity / critical habitatDocumentedIFC PS6 critical-habitat assessment (FS-TRS)
4. WaterDocumentedRuvubu water-use permit (Sep 2024)
5. Community / FPIC / grievancePartialStakeholder engagement via RAP process; standalone grievance-mechanism doc not separately Sourced
6. Climate / GHGAbsentNo GHG disclosure Sourced in-container
7. Governance / transparencyPartialTanzania EITI member (under EITI enhanced scrutiny, 6-month period ended 20 May 2026 — re-verify current standing); Lifezone listed-co ownership disclosed; project-level payment disclosure partial
8. Framework alignment mappingDocumentedMapped vs IFC PS / AfDB ISS / TNFD / WB ESF (/alignment/, /dfi-screen/kabanga/)

Other worked-set assets

AssetStatus
Loulo-Gounkoto, Manono, Kamoa-Kakula, Motheo, Balama, GoulaminaScoring pending — per-domain safeguards ingestion sequenced; not yet scored (no fabricated domains)

Method & limits. Disclosure-completeness index, not a performance verdict. "Documented" means a Sourced instrument exists, not that the safeguard is adequate in substance — substantive adequacy is the DD team's call (and SRK/DMT's). "Absent" = no public disclosure found on this date, re-checked on cadence. Only Kabanga is fully scored this pass; the rest are honestly pending, not zero-filled.